Audit Guidelines 2026

These audit guidelines are designed to help you understand expectations and pass audits with confidence
Download full guide

Compliance Webinar Series 2026

Scarlett Pay Webinar – Walkthrough

July 2, 2026

Compliance Webinar – AML Scorecard and Live Q&A

April 22, 2026

New Private Compliance Requirements + Live Q&A
April 7, 2026

Compliance Review New Forms and New Process 2026
March 2026

Documentation Enhancements – Effective January 1, 2026
December 2025

Compliance/Audit Guidelines prior to 2026

CLICK HERE
which includes: General Guidelines, STEP, AIO, HELOC files, Reverse mortgages, Prompt Loans, Private Mortgages

Forms CLICK HERE

Compliance Webinars CLICK HERE

Errors & Omissions Insurance do’s and don’ts for Mortgage Brokers – CLICK HERE

Scarlett Compliance Webinar CLICK HERE (New September 2024)
Scarlett Compliance How To Guide CLICK HERE (New September 2024)

All Mortgage Brokerages, Administrators, Brokers and Agents need to be licensed with the Financial Services Commission of Ontario (FSCO) in order to conduct mortgage brokering business in Ontario.

It is important for licensed individuals and businesses to understand and comply with the Act and its regulations

Click on the following link to get the online version of the FSCO Mortgage Brokerages, Lenders and Administrators Act, 2006.
The RMA compliance is handled by the individuals below. If you have any questions relating to our compliance please send us an email using the form provided.
Minesh (Manny) Thakkar
Principal Broker
Estrela Medeiros
Compliance Auditor